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COURSE NOTES: Personality

Chapter 8:
Cattell & The Big Five

Based on the following textbook, with supplements and modifications by the author:
Cloninger, S. (2004). Theories of Personality: Understanding Persons (4th ed.). Upper Saddle River, NY: Prentice Hall.
Instructors who have adopted this text may obtain supplementary Powerpoint presentations from the publisher.

term denotes a term that you should know how to define, and to recognize and give examples.

person denotes an important person. You should remember this person's name and what (s)he has done.

findingdenotes an important research finding.

issuedenotes an issue that you should be able to discuss or explain.

Chapter 8: 

Cattell and the Big Five: Factor Analytic Trait Theories

termFactor Analysis

termcorrelation coefficient: a measure of the association between two variables, in which 0 indicates no association, and +1 or –1 a strong association (positive or negative)

  • correlation of +.68 between extraversion test score and number of times a person talks in class
  • correlation of -.25 between anxiety and self-rated confidence

Scatterplots Illustrating Positive and Negative Correlations [graph presented in lecture]


The 16 Factor Theory: Cattell

Personality:  Prediction of Behavior

“Personality is that which permits a prediction of what a person will do in a given situation.” (Cattell, 1950, p. 2)

traits: permit prediction

Measurement

  • Personality Tests
    • 16PF
    • Clinical Scales
    • Intelligence Tests
    • Emotions
    • etc.
  • Beyond Personality Tests
    • Three Sources of Data
    • termQ-data: questionnaire data (16PF, etc.)
    • termT-data: objective test data (reaction time, etc.)
    • termL-data: life record data (tickets, etc.)

Because Personality is Complex: A Multivariate Approach

Surface Traits and Source Traits

  • termsurface traits: traits as defined simply at the level of observable behavior
  • termsource traits: basic, underlying personality traits

Measurement of Source Traits: termThe 16PF

  • multiple choice
  • derived from factor analysis
  • profile: the pattern of a person's scores on several parts of a personality test (such as the 16 scales of the 16PF, as diagrammed on page 230 of the Cloninger text)

16 Source Traits Measured by the 16PF

  • Warmth
  • Reasoning
  • Emotional Stability
  • Dominance
  • Liveliness
  • Rule-Consciousness
  • Social Boldness
  • Sensitivity
  • Vigilance
  • Abstractedness
  • Privateness
  • Apprehension
  • Openness to Change
  • Self-Reliance
  • Perfectionism
  • Tension

Five Second-Order Factors

  • extraversion
  • anxiety
  • tough-mindedness
  • independence
  • self-control

Psychological Adjustment

Neurosis and Psychosis
  • neurosis
  • psychosis

Three Types of Traits

  1. Ability Traits
    • fluid intelligence
    • crystallized intelligence
    • "Fluid intelligence" tests avoid abilities, such as vocabulary, that obviously depend on learning. Instead, they use alternative tests, such as putting pictures into the proper order to make a story.
    • Theoretically, experience influences only crystallized intelligence. (Evidence is that it influences fluid intelligence also.)
  2. Temperament Traits
    • style and tempo of behavior
    • biological influence
  3. Dynamic Traits
    • ergs: dynamic, constitutional source traits anger, fear, sex, etc.
    • metaergs: environmental-mold (learned) dynamic source traits
    • sentiments & attitudes
    • subsidiation
    • the dynamic lattice
    • confluence learning

Predicting Behavior

termThe Specification Equation

  • example of a specification equation [lecture supplement]

Nomothetic and Idiographic Approaches: R-Technique and P-Technique

  • termR-technique
    • nomothetic
    • studies groups
  • termP-technique
    • idiographic
    • studies individuals

termSyntality

  • group (e.g., national) differences in personality
  • extraversion and superego strength of U. S. students, compared to British

Determinants of Personality: Heredity and Environment

termconstitutional traits

termenvironmental-mold traits

termmultiple abstract variance analysis (MAVA)

termheritability: the extent to which a trait is influenced by genetics

The Role of Theory in Cattell's Empirical Approach

Many of Cattell's concepts are similar to those of other theories (ego strength, ergic tension, and others).

Cattell said, "I have always felt justifiably suspicious of theory built too much ahead of data."


The Five Factor Theory: personMcCrae and personCosta

Extraversion

  • sociable
  • fun-loving
  • affectionate
  • friendly
  • talkative

Agreeableness

  • forgiving
  • lenient
  • sympathetic
  • agreeable
  • softhearted

Neuroticism

  • worried
  • insecure
  • self-conscious
  • temperamental

Conscientiousness

  • careful
  • well-organized
  • punctual
  • ambitious
  • persevering

Openness

  • original
  • imaginative
  • daring
  • has broad interests
  • aesthetically sensitive
  • needs variety
  • liberal in values

More About These Five Factors

Each of the 5 factors has 6 "facets."

EXTRAVERSION facets

  • Warmth
  • Gregariousness
  • Assertiveness
  • Activity
  • Excitement Seeking
  • Positive Emotions

AGREEABLENESS facets

  • Trust
  • Straightforwardness
  • Altruism
  • Compliance
  • Modesty
  • Tender-Mindedness

NEUROTICISM facets

  • Anxiety
  • Hostility
  • Depression
  • Self-Consciousness
  • Impulsiveness
  • Vulnerability

OPENNESS facets

  • Fantasy
  • Aesthetics
  • Feelings
  • Actions
  • Ideas
  • Values

CONSCIENTIOUSNESS facets

  • Competence
  • Order
  • Dutifulness
  • Achievement Striving
  • Self-Discipline
  • Deliberation

findingHeritability of the 5 factors (according to Loehlin, 1992, p. 67)

  • .36 extraversion
  • .28 agreeableness
  • .31 neuroticism
  • .28 conscientiousness
  • .46 openness


web links:

Memorial to Raymond B. Cattell: Photographs of Raymond B. Cattell: Virginia Military Institute's use of the 16PF: Accusations of Cattell's racism, and defense:

http://www.grc.nia.nih.gov/branches/lpc/pcosta.htm

http://www.grc.nia.nih.gov/branches/lpc/rmccrae.htm

http://ipip.ori.org/ipip/

http://www.ipat.com

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PERSONALITY
home page
Ch. 1: Introduction
Ch. 2: Freud
Ch. 3: Jung
Ch. 4: Adler
Ch. 5: Erikson
Ch. 6: Horney & Relational
Ch. 7: Allport
Ch. 8: Cattell & Big Five
Ch. 9: Biological
Ch. 10: Skinner & Staats
Ch. 11: Dollard & Miller
Ch. 12: Mischel & Bandura
Ch. 13: Kelly
Ch. 14: Rogers
Ch. 15: Maslow
Ch. 16: Conclusion