COURSE NOTES: Personality
Chapter 8:
Cattell & The Big Five
Based on the following textbook, with supplements and modifications by the author:
Cloninger, S. (2004). Theories of Personality: Understanding Persons (4th ed.). Upper Saddle River, NY: Prentice Hall.
Instructors who have adopted this text may obtain supplementary Powerpoint presentations from the publisher.
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Chapter 8:
Cattell and the Big Five: Factor Analytic Trait Theories
Factor Analysis
correlation coefficient: a measure of the association between two variables, in which 0 indicates no association, and +1 or 1 a strong association (positive or negative)
- correlation of +.68 between extraversion test score and number of times a person talks in class
- correlation of -.25 between anxiety and self-rated confidence
Scatterplots Illustrating Positive and Negative Correlations [graph presented in lecture]
The 16 Factor Theory: Cattell
Personality: Prediction of Behavior
“Personality is that which permits a prediction of what a person will do in a given situation.” (Cattell, 1950, p. 2)
traits: permit prediction
Measurement
- Personality Tests
- 16PF
- Clinical Scales
- Intelligence Tests
- Emotions
- etc.
- Beyond Personality Tests
- Three Sources of Data
Q-data: questionnaire data (16PF, etc.)
T-data: objective test data (reaction time, etc.)
L-data: life record data (tickets, etc.)
Because Personality is Complex: A Multivariate Approach
Surface Traits and Source Traits
surface traits: traits as defined simply at the level of observable behavior
source traits: basic, underlying personality traits
Measurement of Source Traits: The 16PF
- multiple choice
- derived from factor analysis
- profile: the pattern of a person's scores on several parts of a personality test (such as the 16 scales of the 16PF, as diagrammed on page 230 of the Cloninger text)
16 Source Traits Measured by the 16PF
- Warmth
- Reasoning
- Emotional Stability
- Dominance
- Liveliness
- Rule-Consciousness
- Social Boldness
- Sensitivity
- Vigilance
- Abstractedness
- Privateness
- Apprehension
- Openness to Change
- Self-Reliance
- Perfectionism
- Tension
Five Second-Order Factors
- extraversion
- anxiety
- tough-mindedness
- independence
- self-control
Psychological Adjustment
Neurosis and Psychosis
Three Types of Traits
- Ability Traits
- fluid intelligence
- crystallized intelligence
- "Fluid intelligence" tests avoid abilities, such as vocabulary, that obviously depend on learning. Instead, they use alternative tests, such as putting pictures into the proper order to make a story.
- Theoretically, experience influences only crystallized intelligence. (Evidence is that it influences fluid intelligence also.)
- Temperament Traits
- style and tempo of behavior
- biological influence
- Dynamic Traits
- ergs: dynamic, constitutional source traits anger, fear, sex, etc.
- metaergs: environmental-mold (learned) dynamic source traits
- sentiments & attitudes
- subsidiation
- the dynamic lattice
- confluence learning
Predicting Behavior
The Specification Equation
- example of a specification equation [lecture supplement]
Nomothetic and Idiographic Approaches: R-Technique and P-Technique
R-technique
- nomothetic
- studies groups
P-technique
- idiographic
- studies individuals
Syntality
- group (e.g., national) differences in personality
- extraversion and superego strength of U. S. students, compared to British
Determinants of Personality: Heredity and Environment
constitutional traits
environmental-mold traits
multiple abstract variance analysis (MAVA)
heritability: the extent to which a trait is influenced by genetics
The Role of Theory in Cattell's Empirical Approach
Many of Cattell's concepts are similar to those of other theories (ego strength, ergic tension, and others).
Cattell said, "I have always felt justifiably suspicious of theory built too much ahead of data."
The Five Factor Theory: McCrae and Costa
Extraversion
- sociable
- fun-loving
- affectionate
- friendly
- talkative
Agreeableness
- forgiving
- lenient
- sympathetic
- agreeable
- softhearted
Neuroticism
- worried
- insecure
- self-conscious
- temperamental
Conscientiousness
- careful
- well-organized
- punctual
- ambitious
- persevering
Openness
- original
- imaginative
- daring
- has broad interests
- aesthetically sensitive
- needs variety
- liberal in values
More About These Five Factors
Each of the 5 factors has 6 "facets."
EXTRAVERSION facets
- Warmth
- Gregariousness
- Assertiveness
- Activity
- Excitement Seeking
- Positive Emotions
AGREEABLENESS facets
- Trust
- Straightforwardness
- Altruism
- Compliance
- Modesty
- Tender-Mindedness
NEUROTICISM facets
- Anxiety
- Hostility
- Depression
- Self-Consciousness
- Impulsiveness
- Vulnerability
OPENNESS facets
- Fantasy
- Aesthetics
- Feelings
- Actions
- Ideas
- Values
CONSCIENTIOUSNESS facets
- Competence
- Order
- Dutifulness
- Achievement Striving
- Self-Discipline
- Deliberation
Heritability of the 5 factors (according to Loehlin, 1992, p. 67)
- .36 extraversion
- .28 agreeableness
- .31 neuroticism
- .28 conscientiousness
- .46 openness
web links:
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Memorial to Raymond B. Cattell:
Photographs of Raymond B. Cattell:
Virginia Military Institute's use of the 16PF:
Accusations of Cattell's racism, and defense:
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